Etel Solingen and Peter Gourevitch
The centrality of domestic coalitions serves as transmission belts between the domestic and international realms. Despite its long lineage in international and comparative political economy and its relevance to the understanding of contemporary responses to globalization, coalitional analysis has been typically neglected when explaining outcomes in international relations. The analytical framework adopted here builds on two “ideal-typical” coalitions—an “inward-nationalist” and an “outward-internationalist” model—each advancing competing models across industrialized and industrializing contexts alike. Several applications illustrate the breadth and scope of this framework, spacious enough to explain economic responses in Europe from the repeal of the Corn Laws to the 20th century; the security implications of economic responses leading to World War I; the impact of internationalization on regional orders in the industrializing world since 1945; the relationship between coalitional approaches to the global economy and nuclear weapons proliferation since 1970; and the relevance of coalitional divides to outcomes regarding Brexit, Donald Trump’s election, and beyond.
Coalitional analysis thus (a) offers important insights on wide-ranging empirical phenomena in comparative and international politics that institutional approaches alone fail to explain; (b) provides a unifying framework addressing trans-historical responses to globalization, nationalism, ethno-confessionalism, and their effects on interstate relations; (c) attends to political cleavages in political economy that intersect with security; (d) transcends dated level-of-analysis categories by linking subnational and global processes; (e) is flexible enough to accommodate wide variation in state–society relations and political institutionalization; (f) grounds politics in a dynamic framework able to explain both continuity and change; and (g) clarifies contradictory findings regarding interdependence and war by providing a mechanism explaining why, when, and how economic exchange with the world may or may not inhibit war.
Jessica L. P. Weeks and Cody Crunkilton
The question of how domestic institutions influence foreign policy decisions has a long history in the study of international relations. However, until recently most of this research has compared the foreign policies of democracies and autocracies, with little attention to the differences within autocracies. In recent years, a small but growing body of literature has examined constraints within autocracies, taking issue with the widespread image of authoritarian leaders as unconstrained and unaccountable. Although existing research on this topic is limited, it focuses on two general sources of constraint on authoritarian leaders: constraints imposed by regime insiders and constraints at the hands of the public.
In regimes with a powerful domestic audience, insiders often have both the will and the means to punish their leader for foreign policy failures. Consequently, such regimes sometimes behave quite similarly to democracies. In general, regimes with powerful selectorates or domestic audiences appear more likely to pursue peaceful security policies, to win the military conflicts they do enter, to lose office in the aftermath of defeat in war, to sign trade agreements, to adopt floating exchange rates, and to cooperate internationally, compared to regimes lacking such elite constraints. Scholars remain divided, however, about the extent to which the backgrounds of members of the domestic audience (e.g., whether they stem from a military or civilian ranks) matter.
Less research studies whether the public can constrain authoritarian leaders. However, research indicates that the public can sometimes exert constraints through elections or the threat of revolt, if to a lesser extent than regime insiders. For example, the threat of revolution can make leaders who fear violent removal less likely to make concessions to end a conflict. Furthermore, antiforeign protest can tie a regime’s hands, with both peaceful and violent consequences. In the economic realm, some research suggests that the threat of inequality-driven revolutions spurs autocrats to pursue free-trade agreements. Overall, the study of domestic constraints on foreign policy in authoritarian regimes is an emerging area of research, with numerous areas for future study.
Countries differ in size, socioeconomic development, and political regime. They also vary in their political institutionalization and societal structures, military and economic capabilities, and strategic cultures. In addition, public opinion, national role conceptions, decision making rules and belief systems, and personality traits of political leaders vary from one state to another. These differences directly affect both foreign policymaking process and foreign policy decisions. Whereas the extant literature on foreign policy analysis (FPA) lacks a grand theory as to how domestic factors influence foreign policy and under what conditions these factors become more important, a large body of work shows that a state’s foreign policy relies heavily on unit-level characteristics, and it is not completely shaped by systemic-structural constraints and opportunities based on distribution of power and military capabilities.
Juliet Kaarbo and Cristian Cantir
Scholarship on domestic role contestation arose out of critiques of two frequent assumptions about the impact of national role conceptions (NRCs) on a state’s foreign policy: the assumption of elite consensus and the assumption of elite–public agreement on one or several NRCs. These critiques have been occasionally articulated since the entry of role theory into international relations literature, but they were systematized during a new wave of research on roles that started in the 2010s.
The domestic role contestation approach identifies the key domestic actors that hold NRCs and hypothesizes that roles connect to foreign policy behavior via the domestic political process. The degree of consensus along two dimensions—commonly defined as “horizontal” and “vertical” for the intra-elite and the elite–public nexus, respectively—can explain what roles are enacted or blocked. Empirical findings, though tentative, have corroborated the relevance of these arguments. Elites with significant institutional power—particularly in the executive–can often overcome impediments to enact preferred roles, although this ability often hinges on the lack of divisions in ruling institutions. Although less robust due to the absence of significant empirical research, role theory scholarship has also revealed that the public can, at times, constrain elites from enacting unpopular roles.
The literature on domestic role contestation has a number of limitations that can inform future research directions. First, there is still no comprehensive list of domestic actors that hold (and argue about) NRCs. Such a list can outline the diversity of social environments in which countries find themselves, generate insights into how they navigate their presence in each one, and lead to more detailed accounts of how the contestation process unfolds. Second, the literature is yet to provide a framework for incorporating the involvement of relevant external actors (commonly known as “alters”) in the domestic contestation process. The impediments here are partly practical—an eye to detailed domestic processes and external involvement can create an unwieldy narrative—but the effort to conceptualize this dimension is important in light of role theory’s major focus on the interaction between ego and alter. Third, role contestation scholarship needs stronger and clearer connections to traditional and critical international relations theories, as well as the study of contentious politics. Finally, methodological rigor and diversity should be a priority for the future development of this strand of role theory.
Do We Have Too Much Theory in International Relations or Do We Need Less? Waltz Was Wrong, Tetlock Was Right
Michael D. Ward
The field of international relations has developed the notion that world politics is made up of dyads, a thing that no one has actually ever seen. This notion is referred to as a theory by many scholars. Both the notion that world politics is dyadic as well as the idea that this is a theory need to be jettisoned from our scholarship. They have deleterious effects on what we can learn about the world.
Karen A. Rasler
There is an argument that nonviolent civil resistance or protest campaigns should be studied as dynamic and complex phenomenon, rather than a single case comprised of various attributes, such as size, scale, and scope, which are then compared with other cases. As protest campaigns have increased all over the world during the last few years, international relations scholars have begun to devote more time and resources to studying them systematically with new data projects and analytical tools and methods. In light of this emerging research program, one needs to understand that protest campaigns contain large-scale processes of political contention that evolve across time and space. Such evolutionary processes are the result of the interactive relationships among multiple governmental and nongovernmental actors. These interactions reflect “highly interdependent sets of actions and reactions” that generate causal mechanisms and intersect with other large-scale processes which can produce similar and dissimilar outcomes across different political contexts. An argument will be advanced that a “relational mechanisms-process” approach articulated by McAdam, Tarrow, and Tilly provides analytical leverage over such complexity. Most, international relations scholars, unlike social movement scholars, are not familiar with this approach. So, the effort herein is to not only make the case for a relational mechanisms-process approach but also to illustrate it with a partial analysis of the Egyptian uprising on January 25, 2011, which led to Mubarak’s resignation. The end result is a call for theoretical and empirical research that bridges two communities of scholars, one that is dominated by sociologists (social movement scholars) and the other that is dominated by political science (international relations political violence scholars).
Ecological Modernization and the Politics of Sustainable Development in the Global Palm Oil Industry
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Politics. Please check back later for the full article.
The global palm oil industry has been the target of vociferous criticism from various local and international commentators for its role in the Southeast Asian 2015 haze crisis, as well as for environmental degradation and social conflict in large parts of the global South. In the face of negative media attention and public criticisms, the industry has made explicit policy intentions to embrace more sustainable practices. This is demonstrated in the increased membership to the leading certification body, the Roundtable for Sustainable Palm Oil, and the creation of the Sustainable Palm Oil Manifesto by five of the largest firms. The backdrop to the policy transformation is an emerging politics of sustainable development: a clear recognition of the need for the sustainable production of palm oil at international and national levels, while facing up to the localized political realities of economies reliant on the export of primary commodities. In light of the actual and intended changes in palm oil environmental governance, three related questions are raised and need to be addressed: First, to what extent is the global palm oil industry an example of so-called “ecological modernization,” whereby environmental problems are solvable within the context of existing institutions, power structures, and continued economic growth? Second, in countries that produce and consume palm oil, how are the politics of sustainable development shaping the emergence and adoption of sustainability discourses? Third, in terms of the heterogeneity of palm oil producers in the sectors and geographies in which they operate, how inclusive are current sustainability narratives and the specific mechanisms to support the transition towards the sustainable production of palm oil? The arguments made are supported by a review of corporate environmental governance, company policies, government reports, grey literature produced by non-state actors, and interviews with key industry personnel. In addition to a novel analysis of current sustainability trends in the global palm oil industry, the paper contributes to our understanding of the relevance and reach of critical social and political theories, such as the ecological modernization theory, in the context of the global South.
International relations scholars tend to differentiate between a state’s use of military and economic instruments of power and also between rewards and punishments. In conflict scenarios, leaders are typically depicted as facing a choice between using military versus economic forms of punishment to achieve desired political outcomes. The role of economic rewards is seldom analyzed within the context of adversarial relations or within combat operations. The U.S. military has used money in combat and noncombat operations to influence actors and shape the operational environment in a manner favorable to the troops. There has been some attention devoted to the military’s noncombatant role and to efforts to win hearts and minds. Little attention has been devoted to the use of money in kinetic operations. The military’s use of money in its operations, including counterinsurgency and stability operations, provides insight for international relations scholars interested in when economic inducements may be effective within adversarial relations or conflict situations. It represents a form of targeted sanctions, in the sense of applying positive inducements selectively at the micro level, to achieve macro-level objectives. The U.S. military has relied on a growing body of empirical research in persuasion science to inform its operations. The case and findings from persuasion science could contribute to understanding the problems and possibilities of harnessing the power of money to achieve political outcomes.
Hyojoon Chang and Scott L. Kastner
Recent studies on commercial liberalism have paid more attention to microfoundations linking economic interdependence to peace. Using a bargaining model of war, these studies have specified and tested different causal mechanisms through which economic ties function as a constraint, a source of information, or a transformative agent. Recent scholarly efforts in theoretical development and some empirical testing of different causal processes suggest the need to consider scope conditions to see when an opportunity cost or a signaling mechanism is likely to be salient. Future research can be best benefited by focusing on how economic interdependence affects commitment problems and empirically assessing the relative explanatory power of different causal arguments.
Economic sanctions are an attempt by states to coerce a change in the policy of another state by restricting their economic relationship with the latter. Between, roughly, the 1960s–1980s, the question dominating the study of sanctions was whether they are an effective tool of foreign policy. Since the 1990s, however, with the introduction of large-N datasets, scholars have turned to more systematic examinations of previously little explored questions, such as when and how sanctions work, when and why states employ sanctions, and why some sanctions last longer than others. Two dominant perspectives, one based on strategic logic and the other on domestic politics, have emerged, providing starkly different answers to these questions. A growing body of evidence lends support to both strategic and domestic politics perspectives, but also points to areas in which they fall short. To complement these shortcomings, a new direction for research is to unite these perspectives into a single theoretical framework.