Karen A. Rasler
There is an argument that nonviolent civil resistance or protest campaigns should be studied as dynamic and complex phenomenon, rather than a single case comprised of various attributes, such as size, scale, and scope, which are then compared with other cases. As protest campaigns have increased all over the world during the last few years, international relations scholars have begun to devote more time and resources to studying them systematically with new data projects and analytical tools and methods. In light of this emerging research program, one needs to understand that protest campaigns contain large-scale processes of political contention that evolve across time and space. Such evolutionary processes are the result of the interactive relationships among multiple governmental and nongovernmental actors. These interactions reflect “highly interdependent sets of actions and reactions” that generate causal mechanisms and intersect with other large-scale processes which can produce similar and dissimilar outcomes across different political contexts. An argument will be advanced that a “relational mechanisms-process” approach articulated by McAdam, Tarrow, and Tilly provides analytical leverage over such complexity. Most, international relations scholars, unlike social movement scholars, are not familiar with this approach. So, the effort herein is to not only make the case for a relational mechanisms-process approach but also to illustrate it with a partial analysis of the Egyptian uprising on January 25, 2011, which led to Mubarak’s resignation. The end result is a call for theoretical and empirical research that bridges two communities of scholars, one that is dominated by sociologists (social movement scholars) and the other that is dominated by political science (international relations political violence scholars).
Ecological Modernization and the Politics of Sustainable Development in the Global Palm Oil Industry
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Politics. Please check back later for the full article.
The global palm oil industry has been the target of vociferous criticism from various local and international commentators for its role in the Southeast Asian 2015 haze crisis, as well as for environmental degradation and social conflict in large parts of the global South. In the face of negative media attention and public criticisms, the industry has made explicit policy intentions to embrace more sustainable practices. This is demonstrated in the increased membership to the leading certification body, the Roundtable for Sustainable Palm Oil, and the creation of the Sustainable Palm Oil Manifesto by five of the largest firms. The backdrop to the policy transformation is an emerging politics of sustainable development: a clear recognition of the need for the sustainable production of palm oil at international and national levels, while facing up to the localized political realities of economies reliant on the export of primary commodities. In light of the actual and intended changes in palm oil environmental governance, three related questions are raised and need to be addressed: First, to what extent is the global palm oil industry an example of so-called “ecological modernization,” whereby environmental problems are solvable within the context of existing institutions, power structures, and continued economic growth? Second, in countries that produce and consume palm oil, how are the politics of sustainable development shaping the emergence and adoption of sustainability discourses? Third, in terms of the heterogeneity of palm oil producers in the sectors and geographies in which they operate, how inclusive are current sustainability narratives and the specific mechanisms to support the transition towards the sustainable production of palm oil? The arguments made are supported by a review of corporate environmental governance, company policies, government reports, grey literature produced by non-state actors, and interviews with key industry personnel. In addition to a novel analysis of current sustainability trends in the global palm oil industry, the paper contributes to our understanding of the relevance and reach of critical social and political theories, such as the ecological modernization theory, in the context of the global South.
Hyojoon Chang and Scott L. Kastner
Recent studies on commercial liberalism have paid more attention to microfoundations linking economic interdependence to peace. Using a bargaining model of war, these studies have specified and tested different causal mechanisms through which economic ties function as a constraint, a source of information, or a transformative agent. Recent scholarly efforts in theoretical development and some empirical testing of different causal processes suggest the need to consider scope conditions to see when an opportunity cost or a signaling mechanism is likely to be salient. Future research can be best benefited by focusing on how economic interdependence affects commitment problems and empirically assessing the relative explanatory power of different causal arguments.
Economic sanctions are an attempt by states to coerce a change in the policy of another state by restricting their economic relationship with the latter. Between, roughly, the 1960s–1980s, the question dominating the study of sanctions was whether they are an effective tool of foreign policy. Since the 1990s, however, with the introduction of large-N datasets, scholars have turned to more systematic examinations of previously little explored questions, such as when and how sanctions work, when and why states employ sanctions, and why some sanctions last longer than others. Two dominant perspectives, one based on strategic logic and the other on domestic politics, have emerged, providing starkly different answers to these questions. A growing body of evidence lends support to both strategic and domestic politics perspectives, but also points to areas in which they fall short. To complement these shortcomings, a new direction for research is to unite these perspectives into a single theoretical framework.
Jessica Di Salvatore and Andrea Ruggeri
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Politics. Please check back later for the full article.
Peacekeeping has been one of the main conflict management tools used by the international community to restore or safeguard peace and security. Since 1948, UN peacekeeping has substantially evolved and adopted a more comprehensive approach to peace that goes beyond purely military concerns. Indeed, the promises of peacekeeping as an effective instrument of conflict reduction, as outlined in the 2000 Brahimi report, might explain to some extent the evolution toward multidimensional missions and the unprecedented number of blue helmets deployed in the last decade. As a consequence, these growing expectations of peacekeeping effectiveness have ushered in a new strand of research that empirically investigates whether and under what conditions UN peacekeeping works. The main goals of this article are (a) to discuss how the concept of “effectiveness” in empirical studies on peacekeeping has been conceptualized and operationalized; (b) to review and summarize the major theoretical contributions and empirical findings on the effectiveness of peacekeeping missions; (c) to provide descriptive and graphical representation of cumulative empirical knowledge on peacekeeping operation; and (d) to elaborate necessary and future empirical challenges for the study of effectiveness of peacekeeping operations.
Peacekeepers are mostly deployed in conflict or post-conflict environments where violence is either ongoing or lingering; violence is thus a priority for peace missions. Consequently, peacekeeping is deemed successful or effective according to whether it curbs conflict on several dimensions. Effective missions are responsible for decreasing the intensity of battle violence, protecting civilians, and containing conflict diffusion and recurrence in the post-war phase. Each mission, however, is deployed to different contexts and operates under different conditions that affect its ability to avoid conflict. Concerning mission features, peacekeeping success is more likely when large contingents are deployed under robust mandates—that is, they have the authorization to pro-actively tackle violence. The type of mission is also a predictor of success, with multidimensional peacekeeping ensuring more durable peace in the aftermath of civil wars. A mission’s type, size, and composition signal credible commitment and enable peacekeepers to halt violence while also guaranteeing the implementation of peace agreements. These advancements in our understanding of peacekeeping stem from the availability of new data on both conflict and peace operations at the national and sub-national level of analysis. Empirical results from observational studies have prompted a consensus on the conflict avoidance capacity of peacekeeping. This approach has been flanked recently by simulation-based forecasting, and by field experiments and surveys investigating local-level outcomes of peace missions.
Unsurprisingly, the focus on violence and conflict outcomes as indicators of success is debated. First, in dealing with violence, peacekeeping produces spill-over effect on other conflict-related outcomes that are largely neglected, such as refugee flows and resort to terrorist violence. Second, given the wide range of functions performed by UN peacekeepers, including electoral assistance, economic reconstruction, and state building, it is reasonable to expect that these aspects enter the definition of effectiveness. Third, and relatedly, we lack an assessment of short versus long-term implications of peacekeeping for the political, social, and economic development of host countries. While reducing infant mortality, inequality, and crime are not necessarily tasks for peacekeepers, it is no less important to study whether and how UN missions may have shaped the quality of peace in host countries.
Emerging powers are usually referred to as states whose increasing material capacities and status-seeking strategies may potentially have an impact on the international system and also affect the dominant position of the hegemonic powers therein. The rising of new powers is a recurrent phenomenon in international relations. When talking about emerging powers, scholars associate the words with the so-called BRICS states: Brazil, Russia, India, China, and South Africa. The emergence of BRICS, and especially of China, poses the question of whether the rising process is a peaceful one. Realism, institutionalism, and constructivism have all dealt with the possible systemic impacts of the BRICS states. BRICS nations seem to be reformist rather than disruptive, meaning that they are pushing for the better representation of their self-perceived new status in multilateral institutions rather than challenging the current system per se. In terms of foreign policy, BRICS states interact with well-established powers such as the United States and European ones—herein they display balancing or bandwagoning strategies, as they do also toward each other. Moreover, well-established powers either accommodate or contest the rising process and status claims of these emerging powers. However, BRICS states are also regional powers. Regional peers contest the rising processes of BRICS and particularly claims to global powerhood.
While BRICS can be seen as striving for the reform of multilateral institutions, the traditional view of BRICS as a homogenous force, comprising countries with similar interests, is sometimes misleading. Even though BRICS states have their own institution with a new bank, they also pursue different interests within traditional institutions. Therefore, the existing literature on BRICS is tilted toward systemic and institutional concerns. Although works taking into consideration the interplay between the domestic and international levels in foreign policy analysis do exist, they are not necessarily related to emerging processes and rarely go beyond foreign economic policy issues. People, leaders, and governmental institutions are decision makers or are part of the decision-making process in foreign policy, and thus they form perceptions and act according to how the rising process of the state is unfolding. An integration of the systemic, state, and personal levels captures the essence of the foreign policies of BRICS states in the context of rising and can take into consideration the ups and downs and stalemates of rising-process trajectories in international politics.
There are lots of ways that emotions have been studied in psychology and various ways that their use has been examined in the context of foreign policy. Perhaps one of the most useful ways to examine the influence of emotion on foreign policy is through the lens of risk and threat assessment. Some approaches to emotion tend to categorize emotions as valence-based, in terms of broad-based positivity or negativity. Certainly, elements of this kind of approach can be useful, particularly in terms of thinking about the ways in which political conservatives appear to have a negativity bias. However, an investigation of discrete emotions allows a more sophisticated and nuanced exploration of the effect of emotion on risk analysis and threat assessment, in particular the effect of fear, anger, and disgust on decision-making under conditions of risky threat. Genetic, as well as environmental, circumstances can influence individual variance in the experience and expression of such emotions, and any comprehensive approach to understanding the influence of emotion on decision-making should take all these factors into account.
Stephen L. Quackenbush
Deterrence is an important subject, and its study has spanned more than seven decades. Much research on deterrence has focused on a theoretical understanding of the subject. Particularly important is the distinction between classical deterrence theory and perfect deterrence theory. Other studies have employed empirical analyses. The empirical literature on deterrence developed at different times and took different approaches. The early empirical deterrence literature was highly limited for varying reasons. Much of the early case study literature did not seek to test deterrence theory. Early quantitative studies did seek to do so, but they were hampered by rudimentary methods, poor research design, and/or a disconnect between quantitative studies and formal theories of deterrence. Modern empirical research on deterrence has made great strides toward bridging the formal-quantitative divide in the study of deterrence and conducting theoretically driven case studies. Further, researchers have explored the effect of specific variables on deterrence, such as alliances, reputations and credibility, and nuclear weapons. Future empirical studies of deterrence should build on these modern developments. In addition, they should build on perfect deterrence theory, given its logical consistency and empirical support.
Jeffrey Pickering and David F. Mitchell
While the empirical literature on foreign military intervention has made considerable progress identifying the causes and consequences of military intervention, we still have much to learn about the subject. Mixed and even contradictory results remain common in the literature, and cumulative knowledge has in many instances proven elusive. Arguably the two most prominent theoretical approaches in recent scholarship, the bargaining model and the rivalry approach, have provided important insight into the phenomenon. They would nonetheless benefit from further refinement. Common explanatory variables outside of these two approaches also require further theoretical and empirical development. The literature has recently begun to examine the impact that military intervention has on target societies as well, with particular attention being given to target state democratization, human rights development, and conflict resolution. Empirical research could shed additional light on all of these phenomena by developing more detailed theory and data on intervention targets. It would also profit from incorporating systematic knowledge on leaders’ proclivities to use military force into current theoretical models.
Erik A. Gartzke and Paul Poast
What explains war? The so-called bargaining approach has evolved quickly in the past two decades, opening up important new possibilities and raising fundamental challenges to previous conventional thinking about the origins of political violence. Bargaining is intended to explain the causes of conflict on many levels, from interpersonal to international. War is not the product of any of a number of variables creating opportunity or willingness, but instead is caused by whatever factors prevent competitors from negotiating the settlements that result from fighting. Conflict is thus a bargaining failure, a socially inferior outcome, but also a determined choice.
Embraced by a growing number of scholars, the bargaining perspective rapidly created a new consensus in some circles. Bargaining theory is radical in relocating at least some of the causes of conflict away from material, cultural, political, or psychological factors and replacing them with states of knowledge about these same material or ideational factors. Approaching conflict as a bargaining failure—produced by uncertainty and incentives to misrepresent, credible commitment problems, or issue indivisibility—is the “state of the art” in the study of conflict.
At the same time, bargaining theories remain largely untested in any systematic sense: theory has moved far ahead of empirics. The bargaining perspective has been favored largely because of compelling logic rather than empirical validity. Despite the bargaining analogy’s wide-ranging influence (or perhaps because of this influence), scholars have largely failed to subject the key causal mechanisms of bargaining theory to systematic empirical investigation. Further progress for bargaining theory, both among adherents and in the larger research community, depends on empirical tests of both core claims and new theoretical implications of the bargaining approach.
The limited amount of systematic empirical research on bargaining theories of conflict is by no means entirely accident or the product of lethargy on the part of the scholarly community. Tests of theories that involve intangible factors like states of belief or perception are difficult to pursue. How does one measure uncertainty? What does learning look like in the midst of a war? When is indivisibility or commitment a problem, and when can it be resolved through other measures, such as ancillary bargains? The challenge before researchers, however, is to surmount these obstacles. To the degree that progress in science is empirical, bargaining theory needs testing.
As should be clear, the dearth of empirical tests of bargaining approaches to the study of conflict leaves important questions unanswered. Is it true, for example, as bargaining theory suggests, that uncertainty leads to the possibility of war? If so, how much uncertainty is required and in what contexts? Which types of uncertainty are most pernicious (and which are perhaps relatively benign)? Under what circumstances are the effects of uncertainty greatest and where are they least critical? Empirical investigation of the bargaining model can provide essential guidance to theoretical work on conflict by identifying insights that can offer intellectual purchase and by highlighting areas of inquiry that are likely to be empirical dead ends. More broadly, the impact of bargaining theory on the study and practice of international relations rests to a substantial degree on the success of efforts to substantiate the perspective empirically.